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Antony Ivan Garcia

Raymond James & Associates, Inc.

Newport Beach, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-21
  • CA RA
    APPROVED
    Since 2023-12-21

Branch Locations

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Newport Beach CA 06/2015 01/2022
Uc Irvine Full Time Student Irvine CA 09/2014 09/2016
Lpl Financial San Diego CA 01/2022 12/2023
Raymond James & Associates, Inc. Newport Beach CA 12/2023 Present
  • 06/2015 → 01/2022
    Raymond James
    Newport Beach, CA
  • 09/2014 → 09/2016
    Uc Irvine Full Time Student
    Irvine, CA
  • 01/2022 → 12/2023
    Lpl Financial
    San Diego, CA
  • 12/2023 → Present
    Raymond James & Associates, Inc.
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-19
  • S66 Uniform Combined State Law Examination
    2017-12-19

View on SEC IAPD

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PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
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