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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-23 |
| WA | RA | APPROVED | 2021-09-23 |
Branch Locations
1200 Westlake Ave N. Ste 1000, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Education | Orange | CA | 01/2007 | 06/2017 |
| Sabbatical | Seattle | WA | 06/2017 | 09/2017 |
| Boone Wealth Advisors, Llc | Bellevue | WA | 10/2017 | 04/2019 |
| Coldstream Wealth Management | Seattle | WA | 04/2019 | 09/2021 |
| Coldstream Wealth Management | Seattle | WA | 01/2021 | 09/2021 |
| Lpl Financial, Llc | Seattle | WA | 09/2021 | Present |
1) 9/2021- ONE OAK WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) 2) 11/03/2023 - Real Estate Rental - Owner - Investment Related - Seattle, WA - Start Date 10/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 3) 01/23/2025 - D&D Motorsports - Not Investment Related - Other - Used Car Sales - SPOKANE VALLEY, WA - Start Date:01/15/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-28 |
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