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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-19
  • TX RA
    APPROVED
    Since 2021-02-19

Branch Locations

3221 Collinsworth Street, Fort Worth, TX 76107 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2015 06/2018
Gus Bates Insurance & Investments Fort Worth TX 07/2018 Present
Kestra Financial Services, Inc. Fort Worth TX 08/2018 02/2021
Lpl Financial, Llc Fort Worth TX 02/2021 Present
Hub International, Inc. Chicago IL 07/2020 Present
Global Retirement Partners, Llc Fort Worth TX 02/2021 Present
  • 06/2015 → 06/2018
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2018 → Present
    Gus Bates Insurance & Investments
    Fort Worth, TX
  • 08/2018 → 02/2021
    Kestra Financial Services, Inc.
    Fort Worth, TX
  • 02/2021 → Present
    Lpl Financial, Llc
    Fort Worth, TX
  • 07/2020 → Present
    Hub International, Inc.
    Chicago, IL
  • 02/2021 → Present
    Fort Worth, TX
Previous Registrations
Other Businesses

1) 7/2020 - DBA for LPL Business (entity for LPL business) - GUS BATES INSURANCE & INVESTMENTS - Investment Related - 100% - Fort Worth, TX 76107 2) 10/2020 - OTHER - ACCOMMODATION BROKER/DEALER - HUB INTERNATIONAL INVESTMENTS SERVICES - Investment Related - Fort Worth, TX 76107 3) 7/2020 - Outside/W-2 Employment - HUB INTERNATIONAL - Investment Related - 100% - Fort Worth, TX 76107 4) 2/24/2021 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/15/2020 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, LLC, an independent investment advisor firm. I started this business activity in 02/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address,the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 3/9/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2020 - 160 Hours Per Month During Securities Trading. 6) 3/18/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2020 - 160 Hours Per Month During Securities Trading. 7) 8/17/2021 - HUB International Texas, Inc. - DBA: HUB International Texas - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/26/2021 - 160 Hours Per Month/100 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-09
S63 Uniform Securities Agent State Law Examination 2015-08-03
  • S66 Uniform Combined State Law Examination
    2018-03-09
  • S63 Uniform Securities Agent State Law Examination
    2015-08-03

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