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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-10
TN RA APPROVED 2021-07-02
  • TX RA
    APPROVED_RES
    Since 2024-04-10
  • TN RA
    APPROVED
    Since 2021-07-02

Branch Locations

501 Commerce Street, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 05/2016 09/2020
Unemployed Monticello IL 09/2020 06/2021
Sanford C Bernstein Nashville TN 07/2021 Present
  • 05/2016 → 09/2020
    Chicago, IL
  • 09/2020 → 06/2021
    Unemployed
    Monticello, IL
  • 07/2021 → Present
    Sanford C Bernstein
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-07
  • S66 Uniform Combined State Law Examination
    2016-10-07

View on SEC IAPD

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