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Joseph Glenn Dearman

Morgan Stanley

Baton Rouge, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-25
LA RA APPROVED 2022-08-05
  • TX RA
    APPROVED_RES
    Since 2024-11-25
  • LA RA
    APPROVED
    Since 2022-08-05

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Baton Rouge LA 09/2016 07/2022
Financial Benefits, Inc. Baton Rouge LA 05/2016 07/2022
Shobe & Associates, Inc. Baton Rouge LA 01/2017 07/2022
The Shobe Financial Group Dba Shobe & Associates Inc. Baton Rouge LA 05/2016 07/2022
Morgan Stanley Smith Barney Llc Baton Rouge LA 07/2022 Present
  • 09/2016 → 07/2022
    Raymond James Financial Services, Inc.
    Baton Rouge, LA
  • 05/2016 → 07/2022
    Financial Benefits, Inc.
    Baton Rouge, LA
  • 01/2017 → 07/2022
    Shobe & Associates, Inc.
    Baton Rouge, LA
  • 05/2016 → 07/2022
    The Shobe Financial Group Dba Shobe & Associates Inc.
    Baton Rouge, LA
  • 07/2022 → Present
    Morgan Stanley Smith Barney Llc
    Baton Rouge, LA
Previous Registrations
  • 2017-01-30 → 2022-07-21
    The Shobe Financial Group
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-04
  • S66 Uniform Combined State Law Examination
    2016-11-04
Other Names
  • Joey Dearman
  • Joseph G Dearman

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

More in Baton Rouge, LA

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