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Aaron Clifford Hamon

Charles Schwab & Co., Inc.

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-01
CA RA APPROVED 2019-05-20
  • AZ RA
    APPROVED
    Since 2023-06-01
  • CA RA
    APPROVED
    Since 2019-05-20

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Salt Lake City UT 06/2015 11/2016
Utah Army National Guard Ogden UT 05/2011 05/2017
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 09/2017
Goldman Sachs Salt Lake City UT 09/2017 04/2019
Charles Schwab & Co., Inc. Phoenix AZ 04/2019 Present
  • 06/2015 → 11/2016
    Wells Fargo Advisors
    Salt Lake City, UT
  • 05/2011 → 05/2017
    Utah Army National Guard
    Ogden, UT
  • 11/2016 → 09/2017
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
  • 09/2017 → 04/2019
    Goldman Sachs
    Salt Lake City, UT
  • 04/2019 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
  • S66 Uniform Combined State Law Examination
    2015-08-26
Other Names
  • Aaron Hamon
  • Aaron C Hamon

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

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HEATH EDWARD WHETSEL
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Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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