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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2016-06-30 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
527 N Broadway, Sylacauga, AL 35150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Sylacauga | AL | 10/2004 | Present |
| Stonex Advisors Inc | Sylacauga | AL | 06/2016 | Present |
1.) ONE EIGHTY ASSET MANAGEMENT, LLC.- OWNER- 1267 OVERHILL CIRCLE, SYLACAUGA, AL. 35150; ASSET MANAGEMENT; START DATE 04/2012; DESCRIPTION OF DUTIES: FOR TAX PURPOSES, ALL COMMISSIONS FLOW THROUGH THIS ENTITY; 100% OF HOURS DEVOTED TO BUSINESS AND DURING TRADING HOURS. 2.) KIWANIS CLUB OF SYLACAUGA / PO BOX 252 SYLACAUGA, AL 35150 / NATURE OF BUSINESS: CHARITABLE ORGANIZATION / NON-INVESTMENT RELATED / PRESIDENT (SINCE 2011) / DUTIES: FACILITATE MEETINGS, DELEGATE DUTIES TO OTHER MEMBERS/ START DATE: 8/1/11 / 5HRS PER MONTH/ 3 HRS PER MONTH DURING MARKET HRS. 2) Rental Home Residential home for rental income Approx hrs devoted to business: 1-2 hrs per month Approx hrs devoted during Mkt hrs: 0 3) Guardian Wealth Financial - 527 North Broadway Ave Nature of Business: It is a DBA name for the current business and 180 Asset Management LLC. Investment Related: Yes Business Position: This is a request to submit a DBA name change from StoneX to Guardian Wealth Management. I am the owner/advisor of the LLC 180 Asset Management. Business Duties: Owner/Advisor Business Start Date: 02/15/2024 Approximately 160 hours spent on this OBA monthly, with 140 spent during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-22 |
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