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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2016-06-30
  • AL RA
    APPROVED
    Since 2016-06-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

527 N Broadway, Sylacauga, AL 35150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Sylacauga AL 10/2004 Present
Stonex Advisors Inc Sylacauga AL 06/2016 Present
  • 10/2004 → Present
    Stonex Securities Inc
    Sylacauga, AL
  • 06/2016 → Present
    Sylacauga, AL
Previous Registrations
  • 2012-03-13 → 2016-06-30
    Intl Advisory Consultants Inc.
    Sylacauga, AL
    Sylacauga, AL
Other Businesses

1.) ONE EIGHTY ASSET MANAGEMENT, LLC.- OWNER- 1267 OVERHILL CIRCLE, SYLACAUGA, AL. 35150; ASSET MANAGEMENT; START DATE 04/2012; DESCRIPTION OF DUTIES: FOR TAX PURPOSES, ALL COMMISSIONS FLOW THROUGH THIS ENTITY; 100% OF HOURS DEVOTED TO BUSINESS AND DURING TRADING HOURS. 2.) KIWANIS CLUB OF SYLACAUGA / PO BOX 252 SYLACAUGA, AL 35150 / NATURE OF BUSINESS: CHARITABLE ORGANIZATION / NON-INVESTMENT RELATED / PRESIDENT (SINCE 2011) / DUTIES: FACILITATE MEETINGS, DELEGATE DUTIES TO OTHER MEMBERS/ START DATE: 8/1/11 / 5HRS PER MONTH/ 3 HRS PER MONTH DURING MARKET HRS. 2) Rental Home Residential home for rental income Approx hrs devoted to business: 1-2 hrs per month Approx hrs devoted during Mkt hrs: 0 3) Guardian Wealth Financial - 527 North Broadway Ave Nature of Business: It is a DBA name for the current business and 180 Asset Management LLC. Investment Related: Yes Business Position: This is a request to submit a DBA name change from StoneX to Guardian Wealth Management. I am the owner/advisor of the LLC 180 Asset Management. Business Duties: Owner/Advisor Business Start Date: 02/15/2024 Approximately 160 hours spent on this OBA monthly, with 140 spent during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-12
S63 Uniform Securities Agent State Law Examination 2005-02-22
  • S65 Uniform Investment Adviser Law Examination
    2012-03-12
  • S63 Uniform Securities Agent State Law Examination
    2005-02-22

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