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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2018-12-14
TX RA APPROVED 2017-06-14
NV RA APPROVED 2017-06-12
  • AR RA
    APPROVED
    Since 2018-12-14
  • TX RA
    APPROVED
    Since 2017-06-14
  • NV RA
    APPROVED
    Since 2017-06-12

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 08/2016 Present
Bank Of America, N.A. Little Rock AR 01/2019 Present
Other Businesses

I*4583288, Entity Type: , Name of OBA: MLPF& S CUST FBO M M S DECD IRA FBO K S, Address: Las Vegas, Nevada, 89134, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/18/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4583289, Entity Type: , Name of OBA: MLPF& S CUST FPO K S IRA FBO K S, Address: Las Vegas, Nevada, 89134, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 05/18/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 2015-07-02
  • S65 Uniform Investment Adviser Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    2015-07-02

View on SEC IAPD

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