Cody Hester

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 06/2023
  Midwestern Securities Trading Company, Llc
  East Peoria, IL
• 08/2023 → 05/2024
  J.P. Morgan Securities Llc
  Parker, CO
• 08/2023 → 05/2024
  Jpmorgan Chase Bank, N.A.
  Parker, CO
• 02/2016 → 02/2023
  State Bank Of Toulon
  Toulon, IL
• 05/2015 → 06/2023
  Midwestern Securities Trading Co
  East Peoria, IL
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwood Village, CO
• 06/2024 → Present
  Bank Of America, N.A.
  Greenwood Village, CO

Previous Registrations

• 2023-08-04 → 2024-05-21
  J.P. Morgan Securities Llc
  Englewood, CO
  Parker, CO
  Aurora, CO
  Aurora, CO
• 2016-02-26 → 2023-07-05
  Midwestern Securities Trading Company, Llc
  East Peoria, IL
  East Peoria, IL
  Galva, IL
  Toulon, IL
  Kewanee, IL

Other Businesses

I*1855288 Entity Charitable Name of OBA: Two Rivers YMCA Address: Moline, Illinois, 61265 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/23/2024 No Hours: 12 No Hours during trading: 1 Duties: Fundraising efforts and education around gifting strategies to donors

Exams

• S66 Uniform Combined State Law Examination
  2015-09-09

Other Names

• Cody Hester
• Cody M Hester
• Cody Michael Hester