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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-22 |
| IL | RA | APPROVED | 2020-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Rockford | IL | 05/2015 | 01/2019 |
| Jpmorgan Chase Bank | Rockford | IL | 05/2015 | 01/2019 |
| Heartland Bank And Trust Company | Sycamore | IL | 04/2019 | 12/2020 |
| Lpl Financial Llc | Sycamore | IL | 01/2020 | Present |
| Heartland Bank And Trust Company | Sycamore | IL | 12/2020 | Present |
1)1/27/20- HBT Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)1/27/20- Heartland Bank- Financial Institution Duty- financial consultant- Inv. Related- at reported business location(s)-130hrs/mth- 100% 3) 04/13/2022 - Heartland Bank and Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date - 04/04/2022 - 90 Hours Per Month/ 4 Hours During Securities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-02 |
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