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950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-29 |
Branch Locations
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. Llc | San Francisco | CA | 08/2018 | 04/2022 |
| First Derivatives | New York | NY | 06/2017 | 06/2018 |
| Morgan Stanley | New York | NY | 06/2015 | 06/2017 |
| Doppler | San Francisco | CA | 04/2022 | 04/2023 |
| Mit Associates, Llc | San Francisco | CA | 02/2023 | 01/2024 |
| Ieq Capital, Llc | Foster City | CA | 01/2024 | Present |
Co-owner of THOM Capital Management, THOM Hospitality & NOIR Group 16, LLC. Start date: 5/2019. These entities were holding companies for a restaurant / Lounge in New York City that was sold in December of 2022. There is no business activity related to the sale or operations of any business at this time. The organization is not engaged in any investment related activity. No time devoted and no duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-24 |
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