Alec Thomas Sindelar

Current Employers

Employment History

• 05/2016 → 06/2020
  Td Ameritrade
  Omaha, NE
• 06/2020 → Present
  Principal Life Insurance Company
  Tiffin, IA
• 06/2020 → Present
  Principal Securities Inc
  Tiffin, IA
• 09/2023 → Present
  Legacy Wealth Management
  Tiffin, IA
• 02/2026 → Present
  Heartland Wealth Advisors
  Atlantic, IA
• 02/2026 → Present
  Heartland Wealth Advisors
  Atlantic, IA

Previous Registrations

• 2017-06-05 → 2020-05-23
  Td Ameritrade, Inc.
  Omaha, NE
• 2017-06-05 → 2018-07-27
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Other Businesses

**Fixed Insurance; Investment Related; Coralville, IA; Agent; Life, Annuities, DI, LTC; Start Date: 06/01/2020; 10 hrs per month; 10 during trading hours. **BUENA VISTA UNIVERSITY ALUMNI BOARD POSITION: Alumni Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2022 ADDRESS: 610 W 4th Street, Storm Lake IA 50588, United States DESCRIPTION: As a member of the Alumni Board for Buena Vista University, my role is to attend semi-annual meetings, participate in volunteer events, and contribute time to various development opportunities for current students as well as alumni. **DBA Legacy Wealth Management POSITION: Legacy Wealth Management LLC - Managing Partner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2023 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: We are establishing a DBA for our current practice with Principal. My title will be Managing Partner - Wealth Advisor. We will be providing the same services that we are currently providing including holistic financial planning, investments, and insurance solutions. All advisors under the DBA are IARs. **NAIFA POSITION: NAIFA YAT Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: Sitting as YAT Chair for the Eastern Iowa NAIFA Chapter. This involves a monthly meeting with the rest of the board and planning/implementing two YAT (Young Advisor Team) Meetings per year. I do not have the ability to write checks or access funds from NAIFA. **IBIS CAPITAL POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2023 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: At the recommendation of my CPA, I created an LLC that will be filed as an S-corp for funds received through my work as a financial advisor/registered representative. **HEARTLAND WEALTH ADVISORS (DBA) POSITION: Managing Partner NATURE: Business Consulting DI, Fee Based Financial Planning, Financial Strategies/Needs Analysis, Life Insurance/Annuities, Mutual Funds, Securities, VA/VL, Seminars and Educational Workshops INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/12/2026 ADDRESS: 603 Poplar St, Atlantic IA 50022, United States DESCRIPTION: DBA Marketing Name. **HEARTLAND WEALTH ADVISORS, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/12/2026 ADDRESS: 603 Poplar St, Atlantic IA 50022, United States DESCRIPTION: Created LLC for legal and tax purposes as well as liability protection. **PROSPERMD LLC POSITION: Co-Founder NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2026 ADDRESS: 1140 Tall Grass Ave, Tiffin IA 52340, United States DESCRIPTION: Medical business consulting services and education to medical professionals and students.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-02
• S63 Uniform Securities Agent State Law Examination
  2016-07-06