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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-04
TX RA APPROVED 2026-08-04
  • OH RA
    APPROVED
    Since 2026-08-04
  • TX RA
    APPROVED
    Since 2026-08-04

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 06/2017 02/2019
Miami Univeristy Oxford OH 08/2012 12/2016
Unemployed Cleveland OH 12/2016 06/2017
Wells Fargo Clearing Services Llc Westlake OH 03/2019 08/2026
Raymond James & Associates, Inc. Westlake OH 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-29
S63 Uniform Securities Agent State Law Examination 2016-08-08
  • S66 Uniform Combined State Law Examination
    2019-03-29
  • S63 Uniform Securities Agent State Law Examination
    2016-08-08

View on SEC IAPD

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