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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-17
KY RA APPROVED 2021-11-17
OH RA APPROVED 2016-09-22
  • TX RA
    APPROVED
    Since 2023-01-17
  • KY RA
    APPROVED
    Since 2021-11-17
  • OH RA
    APPROVED
    Since 2016-09-22

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Trail Cleves, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Cincinnati OH 07/2016 Present
Other Businesses

1) Name of Business: Chair Force 1./ Address: Hamilton County Cincinnati United States./ Investment Related: No./ Nature: the charity's goal is to provide wheelchair accessible vans to families in need of this equipment due to health related circumstances./ Role: Member of Board of directors./ Duty: Chairman of the Finance Committee./ Start Date: 8/23/2023./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-22
  • S66 Uniform Combined State Law Examination
    2016-09-22
Designations
Other Names
  • Nick John Ruch

View on SEC IAPD

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