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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-02 |
| MO | RA | APPROVED | 2022-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | 05/2018 |
| Unemployed | St Louis | MO | 07/2016 | 02/2017 |
| Scottrade Inc. | St Louis | MO | 02/2017 | 02/2018 |
| Us Bank | St Louis | MO | 05/2018 | 05/2019 |
| U.S. Bancorp Investments, Inc. | St Louis | MO | 05/2018 | 05/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 01/2021 |
| Cetera Investment Advisers Llc | Ballwin | MO | 06/2019 | 01/2021 |
| Regions Bank | Ballwin | MO | 06/2019 | 01/2020 |
| Stifel Nicolaus & Co Inc | St. Loius | MO | 01/2022 | Present |
| Unemployed | Arnold | MO | 02/2021 | 11/2021 |
| Financial & Tax Architects | St Louis | MO | 11/2021 | 01/2022 |
| Stifel Independent Advisors, Llc | St. Louis | MO | 09/2025 | Present |
1. Farmer's Market; 1320 Christopher Dr. Arnold, MO 63010; selling produce at a local farmer's market; Produce Seller; Selling produce; 6/15/24; 2 hrs/day; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-23 |
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