Dean Leonard Spada

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 07/2020
  Investacorp Inc
  Miami, FL
• 04/2011 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  South Windsor, CT
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  South Windsor, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  South Windsor, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  South Windsor, CT

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  South Windsor, CT
• 2011-04-12 → 2020-07-17
  Investacorp Advisory Services Inc
  South Windsor, CT
• 2007-04-12 → 2009-12-11
  Connecticut Investment Management
  Manchester, CT
• 2005-06-29 → 2007-04-05
  Newalliance Investments, Inc.
  Manchester, CT
  New Haven, CT
  Manchester, CT
  Manchester, CT
  New Haven, CT
  Manchester, CT

Other Businesses

1. ADULT FINANCIAL EDUCATION SERVICES POSITION: Instructor NATURE: Educational Instructor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2022 ADDRESS: 8700 E. Vista Bonita Dr. Suite 160, Scottsdale AZ 85255 DESCRIPTION: Provide educational instruction relating to broad financial planning topics 2. DBS HOLDINGS LLC POSITION: Managing Director NATURE: Rental property holding company INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/05/2022 ADDRESS: 1905 Mount Vernon Road, Southington CT 06489 DESCRIPTION: Holding company for rental property 3. KINGSTON WEALTH MANAGEMENT GROUP, LLC POSITION: Managing Director NATURE: Insurance Services INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 48 START DATE: 08/08/2012 ADDRESS: 152 Deming Street, South Windsor CT 06074 DESCRIPTION: Provide fixed insurance products and services. 4. KINGSTON WEALTH MANAGEMENT GROUP POSITION: Managing Director NATURE: General Accounting Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015 ADDRESS: 152 Deming Street, South Windsor CT 06074 DESCRIPTION: Provide tax preparation, payroll and general accounting services. 5. SPADA FAMILY MANAGEMENT POSITION: Owner NATURE: Family Management Company INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/17/2021 ADDRESS: 1905 Mount Vernon Road, Southington CT 06489 DESCRIPTION: The purpose of the family management company is to schedule and monitor the jobs done by child. 6. RENTAL PROPERTY POSITION: Spouse NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 46 Biscayne Blvd, Old Lyme CT 06371 DESCRIPTION: My spouse and I occasionally rent our beach house. (She is owner) 7. KINGSTON WEALTH MANAGEMENT GROUP POSITION: Managing Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2015 ADDRESS: 152 Deming Street, South Windsor CT 06074, United States DESCRIPTION: Provide tax preparation, payroll and general accounting services. Provide business concierge services, including guidance with business registration & setup. Assisting clients with data entry services relating to completion of self prepared estate planning documents.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-27

Other Names

• Dean Leonard Spada