John Robert Beck

Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 11/2017
  Newbridge Securities Corporation
  Morristown, NJ
• 11/2017 → 01/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ
• 11/2017 → 01/2019
  Bank Of America, N.A.
  Short Hills, NJ
• 07/2016 → 04/2017
  National Securities Corporation
  Morristown, NJ
• 01/2019 → 03/2022
  Tiaa
  Roseland, NJ
• 01/2019 → 03/2022
  Tiaa-Cref Individual & Institutional Services, Llc
  Roseland, NJ
• 07/2016 → 11/2017
  Black River Wealth Management, Ltd
  Morristown, NJ
• 03/2022 → 03/2023
  Regentatlantic
  Morristown, NJ
• 12/2022 → Present
  Corient
  Morristown, NJ
• 07/2023 → 04/2026
  Corient Services Llc
  Miami, FL
• 01/2023 → 07/2023
  Cipw Service Company, Llc
  Toronto
• 04/2026 → Present
  Mai Capital Management Llc
  Ponte Vedra Beach, FL

Previous Registrations

• 2022-12-06 → 2026-04-07
  Corient
  Miami, FL
  Morristown, NJ
• 2022-04-05 → 2023-03-31
  Regentatlantic
  Morristown, NJ
• 2019-01-15 → 2022-03-30
  Tiaa-Cref Individual & Institutional Services, Llc
  Roseland, NJ
• 2018-01-08 → 2019-01-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Short Hills, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-28
• S63 Uniform Securities Agent State Law Examination
  2017-05-26

Designations

• Certified Financial Planner

Other Names

• John Robert Beck
• John Robert Beck
• John Beck