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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-04-03 |
Branch Locations
200 Us Route 1 Ste 111, Scarborough, ME 04074 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Portland | ME | 03/2015 | 07/2023 |
| Prudential Insurance Company Of America | Portland | ME | 09/2015 | 07/2023 |
| Ameriprise Financial Services, Llc | Scarborough | ME | 02/2025 | Present |
| Doordash | Portland | ME | 06/2023 | 01/2025 |
Outside Employment; DoorDash; 1099 employee. driver.; Delivery driver.; 4 Hayloft Ln Unit 243, , Scarborough, ME, 04074; Not Investment-Related; 02/01/2025; 60 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-31 |
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