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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-06 |
| MI | RA | APPROVED | 2019-07-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Troy | MI | 02/2016 | 03/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2015 | 03/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 03/2019 |
| Bank Of America, N.A. | Troy | MI | 03/2019 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Troy | MI | 03/2019 | Present |
I*4406294 Entity Type: Charitable Name of OBA: Walled Lake Northern Football Address: Commerce Township, Michigan, 48382 Investment Related: No Position, Title, Association: Other Employee Start Date: 07/01/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: Coaching football for high school football team. Coaching the defensive backs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-03 |
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