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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2014-02-25 |
| TX | RA | APPROVED | 2014-02-21 |
Branch Locations
133 E. Walled Lake Dr, Walled Lake, MI 48390 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Walled Lake | MI | 01/2014 | Present |
(1) 11/07/2014 - CLEARPATH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 02/21/2014 - 100 Hours Per Month During Securities Trading. (2) 12/28/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/10/2014 - 4 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-04-07 |
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