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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-09
  • FL RA
    APPROVED
    Since 2024-07-09

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Boynton Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 05/2015 03/2024
Exit Realty Clinton MD 06/2016 Present
Empower Financial Services, Inc Greenwood Village CO 06/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 06/2024 Present
  • 05/2015 → 03/2024
    T. Rowe Price
    Owings Mills, MD
  • 06/2016 → Present
    Exit Realty
    Clinton, MD
  • 06/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

1) Exit Realty, non investment related, 8222 Schultz RD, Clinton MD, 20735, sales, real estate agent, 06/01/2016, 25 hours/month, 0/trade hours, help people sell, buy, or rent houses on weekends, or after 5pm est on weekdays. 2) Eljac Enterprises, Inc. DBA Carlisle Travel Management / Travel Agent. Booking travel for clients. 40 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-16
S63 Uniform Securities Agent State Law Examination 2016-06-24
  • S66 Uniform Combined State Law Examination
    2018-03-16
  • S63 Uniform Securities Agent State Law Examination
    2016-06-24
Other Names
  • Wesley Bernard Hogue

View on SEC IAPD

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