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Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
PA RA APPROVED 2017-08-08
  • NY RA
    APPROVED
    Since 2021-04-12
  • PA RA
    APPROVED
    Since 2017-08-08

Branch Locations

Curwensville, PA • United States

50 Main Street, Suite 1000, #1013, White Plains, NY 10606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2015 12/2016
Defrate & Paavola, Llc New York NY 02/2017 Present
Self-Employed Curwensville PA 12/2016 02/2017
Cetera Wealth Services, Llc El Segundo CA 06/2017 12/2025
Vicus Capital, Inc. State College PA 08/2017 Present
Defrate & Paavola Llc Dba/Alta Wealth Partner White Plains NY 01/2025 Present
  • 06/2015 → 12/2016
    St Louis, MO
  • 02/2017 → Present
    Defrate & Paavola, Llc
    New York, NY
  • 12/2016 → 02/2017
    Self-Employed
    Curwensville, PA
  • 06/2017 → 12/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2017 → Present
    State College, PA
  • 01/2025 → Present
    Defrate & Paavola Llc Dba/Alta Wealth Partner
    White Plains, NY
Previous Registrations
  • 2015-09-25 → 2016-12-05
    Hyde, PA
    St Louis, MO
    Curwensville, PA
Other Businesses

(1) NAME OF OTHER BUSINESS: VICUS CAPITAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE / ADMIN ASST; START DATE: 08/2019 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ADMIN DUTIES ; (2) NAME OF OTHER BUSINESS: DEFRATE & PAAVOLA INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: Vice President, Client Experience APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE WORK FOR ADVISORS ; (3) NAME OF OTHER BUSINESS: DEFRATE & PAAVOLA LLC DBA/ALTA WEALTH PARTNER, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, PLANNING, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-03
  • S66 Uniform Combined State Law Examination
    2015-08-03
Other Names
  • Scott Test
  • Scott Everett Test

View on SEC IAPD

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