Michael Brian Kman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 02/2025
  Morgan Stanley
  St. Petersburg, FL
• 01/2015 → 02/2025
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2025 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Tampa, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-12-21 → 2025-03-12
  Morgan Stanley
  Tampa, FL
  South Jordan, UT
  Ft. Lauderdale, FL
  St. Petersburg, FL
• 2009-04-06 → 2011-08-18
  Valic Financial Advisors, Inc.
  Chicago, IL
  Boca Raton, FL
• 2007-03-12 → 2008-12-19
  Bmo Harris Financial Advisors, Inc.
  Winnetka, IL
  Skokie, IL
• 2005-03-07 → 2007-01-23
  Ameriprise Financial Services, Llc
  Rosemont, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2005-03-04