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106 South Seaman, Eastland, TX 76448 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-12 |
| WY | RA | APPROVED | 2022-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farm Bureau Financial Services | Riverton | WY | 08/2015 | 03/2022 |
| Calton & Associates, Inc. | Eastland | TX | 04/2022 | Present |
| Smart Money Group Llc | Eastland | TX | 05/2022 | Present |
1) Livestock and Horses, Non-Investment Related. Address: 199 Clothesline Rd Shoshoni WY 82649. Nature of business: The Sale of livestock and horses. Position/Title: Owner. Start date with business: 08/01/2015. Hours per month devoted to business during trading hours: 10. Hours per month devoted to business outside trading hours: 40. Duties: Animal husbandry 2) Smart Money Group, Investment Related. Address: 106 S Seaman, Eastland, TX 76448. Nature of Business: RIA. Position/Title: Advisor. Start Date: 05/24/2022. Hours per month devoted to business during trading hours: 200. Hours per month devoted to business outside trading hours: 160. Duties: Financial Advising 3) LJ7 Financial Services, LLC. Investment Related. Address: 199 Clothesline Rd. Shoshoni, WY 82649. Nature of Business: DBA for my business. Position/Title: Officer. Start Date: 01/15/2019. Hours per month devoted to business during trading hours: 200. Hours per month devoted to business outside trading hours: 200. Duties: Management, financial planning, servicing of new clients 4) Putz N Around, LLC. Non-investment related. 199 Clothesline Rd, Shoshoni, WY 82649, Trucking: mainly cattle. Owner/Sole Proprietor. Start date: 10/15/2023. Hours/month: 16. Hours/month during securities trading hours: 8. Transport cattle around the area.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-13 |
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