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106 South Seaman, Eastland, TX 76448 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kennedy Financial Services | Eastland | TX | 01/2000 | Present |
| Smart Money Group, Llc | Eastland | TX | 07/2016 | Present |
| Calton & Associates, Inc. | Tampa | FL | 07/2016 | Present |
No. 1) Name of Business: Smart Money Group, LLC. Investment related. Address: 106 S Seaman St., Eastland, TX 76448. Nature of Business: DBA RIA. Position/Title/Relationship: Employee. Start Date: 07/29/2016. Hours per month: 160. Hours per month during Securities trading hours: 100. Duties/Responsibilities: Advisory Accounts. No. 2) Name of Business: Kennedy Financial Inc. Investment related. Address: PO box 904, Eastland, TX 76448. Nature of Business: Financial Planning. Position/Title/Relationship: Employee. Start Date: 1987. Hours per month: 160. Hours per month during Securities trading hours: 35. Duties/Responsibilities: Work with clients, work with team. No.3) Name of Business: Calton &Associates, Investment Related, 106 S. Seaman St. Eastland, TX 76448, Registered Representative, Start Date 07/29/2016. Hours per month 160 Hours per month during securities trading hours 100. Duties/Responsibilities: Meeting with clients; No. 4) Name of business: Happy Assets Mining, LLC; Investment-related: Yes; The address of the other business: 106 S Seaman, Eastland TX 76448; Nature of other business: Mining; Position: member; Title, or relationship with the other business; Start date of your relationship: 04/20/2022; Approximate number of hours/month devoted to other business: <1 hour; Number of hours devoted to other business during securities trading hours: 0; Briefly describe your duties relating to the other business: Pay electric bill
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-04-27 |
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