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Current Employers
Smart Money Group, Llc

106 South Seaman, Eastland, TX 76448 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-28
  • TX RA
    APPROVED
    Since 2016-07-28

Branch Locations

106 South Seaman, Eastland, TX 76448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kennedy Financial Services Eastland TX 01/2000 Present
Smart Money Group, Llc Eastland TX 07/2016 Present
Calton & Associates, Inc. Tampa FL 07/2016 Present
  • 01/2000 → Present
    Kennedy Financial Services
    Eastland, TX
  • 07/2016 → Present
    Eastland, TX
  • 07/2016 → Present
    Calton & Associates, Inc.
    Tampa, FL
Previous Registrations
  • 2007-07-26 → 2016-07-29
    Vsr Financial Services, Inc.
    Worden, IL
    Overland Park, KS
    Eastland, TX
    Overland Park, KS
    Eastland, TX
Other Businesses

No. 1) Name of Business: Smart Money Group, LLC. Investment related. Address: 106 S Seaman St., Eastland, TX 76448. Nature of Business: DBA RIA. Position/Title/Relationship: Employee. Start Date: 07/29/2016. Hours per month: 160. Hours per month during Securities trading hours: 100. Duties/Responsibilities: Advisory Accounts. No. 2) Name of Business: Kennedy Financial Inc. Investment related. Address: PO box 904, Eastland, TX 76448. Nature of Business: Financial Planning. Position/Title/Relationship: Employee. Start Date: 1987. Hours per month: 160. Hours per month during Securities trading hours: 35. Duties/Responsibilities: Work with clients, work with team. No.3) Name of Business: Calton &Associates, Investment Related, 106 S. Seaman St. Eastland, TX 76448, Registered Representative, Start Date 07/29/2016. Hours per month 160 Hours per month during securities trading hours 100. Duties/Responsibilities: Meeting with clients; No. 4) Name of business: Happy Assets Mining, LLC; Investment-related: Yes; The address of the other business: 106 S Seaman, Eastland TX 76448; Nature of other business: Mining; Position: member; Title, or relationship with the other business; Start date of your relationship: 04/20/2022; Approximate number of hours/month devoted to other business: <1 hour; Number of hours devoted to other business during securities trading hours: 0; Briefly describe your duties relating to the other business: Pay electric bill

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-04-27
  • S63 Uniform Securities Agent State Law Examination
    2000-04-27
Designations

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