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Current Employers
Smart Money Group, Llc

106 South Seaman, Eastland, TX 76448 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-04
  • TX RA
    APPROVED
    Since 2016-08-04

Branch Locations

106 South Seaman, Eastland, TX 76448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kennedy Financial Services Eastland TX 01/1997 Present
Smart Money Group, Llc; Eastland TX 07/2016 Present
Calton & Associates, Inc. Tampa FL 07/2016 Present
  • 01/1997 → Present
    Kennedy Financial Services
    Eastland, TX
  • 07/2016 → Present
    Smart Money Group, Llc;
    Eastland, TX
  • 07/2016 → Present
    Calton & Associates, Inc.
    Tampa, FL
Previous Registrations
  • 2003-02-07 → 2016-07-29
    Vsr Financial Services, Inc.
    Eastland, TX
    Worden, IL
    Overland Park, KS
    Overland Park, KS
    Eastland, TX
  • 1997-02-24 → 2003-02-07
    The Masters, Inc.
    Eastland, TX
Other Businesses

1) Jim Kennedy. Non-Investment related. PO Box 904 Eastland, TX 76448. DBA for ranching. Owner. Start Date: 1987. 20 Hours per month, 1 hour during trading hours. Cattle Management. 5) Calton & Associates; investment related; 106 s. Seaman st. Eastland, tx 76448; Registered Representative; began 07/29/2016; spends 4 hours per month with approximately 20% during market hours; meet with cli 2) Smart Money Group LLC; Partner and Fee Based Advisor ; located at po box 904 Eastland 76448; Offers managed money and retirement estate education planning advise; Spends 10 hours per month with approximately 20% during market hours 3) Jim Kennedy Rental Property; Not Investment Related; 102-104 South Seaman/801 West Main, Eastland, Tx 76448; Owner; Began 2019; Approximately 1 Hour per month including during trading hours; collect rent; 4) Jim Kennedy Insurance: Non-Investment related. PO Box 904 Eastland, TX 76448. Insurance Agent, 5 hours per month, 1 hour during trading hours. Life, Health, Long Term Care insurance and Disability.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-06
  • S63 Uniform Securities Agent State Law Examination
    1989-12-06
Other Names
  • Jim Kennedy

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