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361 Delaware Avenue, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-10-28 |
| NY | RA | APPROVED | 2021-07-28 |
Branch Locations
361 Delaware Avenue, Buffalo, NY 14202 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-04 |
| TX | RA | APPROVED_RES | 2025-08-04 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
361 Delaware Avenue, Buffalo, NY 14202 • United States
361 Delaware Avenue, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Buffalo | NY | 11/2015 | 03/2017 |
| Brock, Schechter & Polakoff, Llp | Buffalo | NY | 10/2015 | 03/2017 |
| Cadaret, Grant & Co., Inc. | Buffalo | NY | 03/2017 | 05/2022 |
| Bs&P Wealth Management | Buffalo | NY | 11/2015 | 03/2017 |
| Lawley Retirement Advisors, Llc | Buffalo | NY | 03/2017 | Present |
| Osaic Wealth, Inc. | Williamsville | NY | 05/2022 | 08/2025 |
| Lpl Financial Holdings, Inc. | Buffalo | NY | 08/2025 | Present |
| Lawley, Llc | Buffalo | NY | 03/2017 | Present |
1. 08/04/2025 - Laura Cooley NVI - Non-Variable Insurance - Investment related - 1 Hrs/Mth - 1 Hrs During Trading - Buffalo, NY 14202 - OBA Start Date: 03/13/2017 2. 08/04/2025 - Lawley, LLC - Insurance Agency - Investment related - 1 Hrs/Mth - 1 Hrs During Trading - Buffalo, NY 14202 - OBA Start Date: 03/13/2017 3. 08/04/2025 - Georgetown Lawley Group - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 8 Hrs During Trading - At reported business location(s) - OBA Start Date: 07/14/2025 4. 10/09/2025 - Lawley Retirement Advisors - Registered Investment Advisor - Investment related - At reported business location(s) - Start date: 03/13/2017 - 160 Hrs/Mth - 8 Hrs During Trading . I provide financial planning and consulting services through Lawley Retirement Advisors, an independent investment advisor firm. I started this business activity in 03/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-24 |
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