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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-25 |
Branch Locations
74 Batterson Park Rd., Ste. 303, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya | Richmond | VA | 06/2015 | 06/2025 |
| Voya Financial Partners, Llc | Richmond | VA | 06/2015 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
1. H.O.P.E. PARTNERS OF FARMINGTON, 321 New Britain Avenue, Unionville CT 06085, START DATE 10/2025, ROLE Board Member, NATURE Volunteer, INV REL, HR/MO 5, HR/MO TRADING 0 2. O|L ADVISORS, 74 Batterson Park Road, Suite 303, Farmington CT 06032, United States, 10/31/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 3. SEELEY HOWARD PRIVATE WEALTH, 74 Batterson Park Road, Suite 303, Farmington CT 06032, United States, 11/2025, Agent, DBA Name, NIR, 20 HR/MO - 20 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-15 |
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