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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
3875 Franklintowne Ct Ste 130, Murrysville, PA 15668 • United States
Natrona Heights, PA • United States
Natrona Heights, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rising Regina, Llc | Natrona Heights | PA | 09/2010 | Present |
| Axa Advisors, Llc | New York | NY | 09/2015 | 12/2018 |
| Lpl Financial Llc | Murrysville | PA | 01/2019 | 04/2021 |
| Cetera Advisors Llc | St. Cloud | MN | 04/2021 | Present |
| The Advisors, Llc | Murrysville | PA | 06/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) THE ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 06/2019, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 60, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 05/2015, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, DISABILITY AND LONG-TERM: 3) RISING REGINA, LLC, NOT INVESTMENT RELATED, 1507 SYLVAN AVE, NATRONA HEIGHTS, PA, 15065, MUSIC, STARTED 01/2010, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; ENTITY RECEIVES MONEY FROM PLAYING MUSICAL PERFORMANCES AND SELLING RELATED MERCHANDISE. 4) HABITAT FOR HUMANITY OF ALLEGHENY VALLEY, NOT INVESTMENT RELATED, 225 FREEPORT ST, NEW KENSINGTON, PA, 15068, NON-PROFIT, STARTED 01/2021, POSITION/TITLE/RELATIONSHIP: TREASURER, APX ½ HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TREASURER FOR ORGANIZATION; 5) NAME OF OTHER BUSINESS: SYLVAN FINANCIAL SERVICES, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: S CORP FOR TAX PURPOSES; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS 1:; BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES AND PAYROLL;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-21 |
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