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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-01-27
TX RA APPROVED 2018-11-05
DE RA APPROVED 2018-10-04
  • PA RA
    APPROVED
    Since 2021-01-27
  • TX RA
    APPROVED
    Since 2018-11-05
  • DE RA
    APPROVED
    Since 2018-10-04

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 07/2018 Present
The Pennsylvania State Unversity University Park PA 06/2014 06/2018
Jp Morgan Chase & Co. Philadelphia PA 06/2017 08/2017
Bank Of America, N.A. Wilmington DE 08/2018 Present
  • 07/2018 → Present
    Wilmington, DE
  • 06/2014 → 06/2018
    The Pennsylvania State Unversity
    University Park, PA
  • 06/2017 → 08/2017
    Jp Morgan Chase & Co.
    Philadelphia, PA
  • 08/2018 → Present
    Bank Of America, N.A.
    Wilmington, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-03
  • S66 Uniform Combined State Law Examination
    2018-10-03

View on SEC IAPD

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