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Inactive

David Earl Francati

Vident Asset Management

Alpharetta, GA

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Current Employers
Vident Asset Management

1125 Sanctuary Pkwy Suite 515, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-07-26
  • GA RA
    APPROVED
    Since 2023-07-26

Branch Locations

1125 Sanctuary Pkwy Suite 515, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Acg Advisory Services Inc. Midlothian VA 06/2020 09/2021
Unemployed Rochester NY 06/2016 09/2016
State Street Corporation Boston MA 09/2016 11/2017
Bank Of America Providence RI 11/2017 06/2020
Vident Investment Advisory, Llc Alpharetta GA 03/2023 07/2023
Graduate Student & Unemployed Rochester NY 09/2021 02/2023
Vident Asset Management Alpharetta GA 07/2023 Present
  • 06/2020 → 09/2021
    Acg Advisory Services Inc.
    Midlothian, VA
  • 06/2016 → 09/2016
    Unemployed
    Rochester, NY
  • 09/2016 → 11/2017
    State Street Corporation
    Boston, MA
  • 11/2017 → 06/2020
    Bank Of America
    Providence, RI
  • 03/2023 → 07/2023
    Vident Investment Advisory, Llc
    Alpharetta, GA
  • 09/2021 → 02/2023
    Graduate Student & Unemployed
    Rochester, NY
  • 07/2023 → Present
    Vident Asset Management
    Alpharetta, GA
Previous Registrations
  • 2023-06-14 → 2023-07-24
    Vident Investment Advisory, Llc
    Alpharetta, GA
  • 2021-06-22 → 2021-09-10
    Wealthspire Advisors
    Midlothian, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-11
  • S65 Uniform Investment Adviser Law Examination
    2021-06-11
Other Names
  • David E Framcati
  • David E Francati
  • David Earl Francati

View on SEC IAPD

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LADENBURG THALMANN ASSET MANAGEMENT INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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