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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| IN | RA | APPROVED | 2016-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Terre Haute | IN | 05/2015 | Present |
Ulster County; Investment related No; New York; Governmental; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Apr/2018; During business hours: 0; After business hours: 0; Advisory committee with the goal of improving Ulster County
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-22 |
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