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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-13
TX RA APPROVED_RES 2022-08-05
  • MN RA
    APPROVED
    Since 2023-04-13
  • TX RA
    APPROVED_RES
    Since 2022-08-05

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Bloomington MN 05/2015 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-21
S63 Uniform Securities Agent State Law Examination 2016-06-20
  • S66 Uniform Combined State Law Examination
    2023-12-21
  • S63 Uniform Securities Agent State Law Examination
    2016-06-20

View on SEC IAPD

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