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Thomas William Hentschel

LPl Financial LLC

Mokena, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

19065 Hickory Creek Dr Ste 310, Mokena, IL 60448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Orland Park IL 10/2004 07/2021
Kankakee Symphony Orchestra Kankakee IL 09/2003 07/2021
Various Insurance Carriers Homewood IL 01/2005 07/2021
Homewood Flossmoor Fine & Performing Arts Council Homewood IL 04/2004 07/2021
H-F Fpac Foundation Flossmoor IL 10/2011 07/2021
Northern Illinois Food Bank Geneva IL 06/2019 07/2021
Lpl Financial Llc Mokena IL 07/2021 Present
  • 10/2004 → 07/2021
    Waddell & Reed, Inc.
    Orland Park, IL
  • 09/2003 → 07/2021
    Kankakee Symphony Orchestra
    Kankakee, IL
  • 01/2005 → 07/2021
    Various Insurance Carriers
    Homewood, IL
  • 04/2004 → 07/2021
    Homewood Flossmoor Fine & Performing Arts Council
    Homewood, IL
  • 10/2011 → 07/2021
    H-F Fpac Foundation
    Flossmoor, IL
  • 06/2019 → 07/2021
    Northern Illinois Food Bank
    Geneva, IL
  • 07/2021 → Present
    Mokena, IL
Previous Registrations
  • 2004-11-05 → 2021-07-21
    Waddell & Reed
    Orland Park, IL
    Mokena, IL
    Savage, MN
    Mokena, IL
Other Businesses

1-07/2021 / Kankakee Valley Symphony Orchestra / Musician / Non Investment Related / Kankakee , IL 60901 2- 07/2021 / DBA for LPL Business (entity for LPL business) / WRI Investments / Investment Related / MOKENA, Illinois 3- 07/2021 / Associates of Clifton Park / Non-Variable Insurance / Investment Related / Clifton Park, NY 12065

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-04
S63 Uniform Securities Agent State Law Examination 2004-10-22
  • S65 Uniform Investment Adviser Law Examination
    2004-11-04
  • S63 Uniform Securities Agent State Law Examination
    2004-10-22
Other Names
  • Tom Hentschel

View on SEC IAPD

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