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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
19065 Hickory Creek Dr Ste 310, Mokena, IL 60448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Orland Park | IL | 10/2004 | 07/2021 |
| Kankakee Symphony Orchestra | Kankakee | IL | 09/2003 | 07/2021 |
| Various Insurance Carriers | Homewood | IL | 01/2005 | 07/2021 |
| Homewood Flossmoor Fine & Performing Arts Council | Homewood | IL | 04/2004 | 07/2021 |
| H-F Fpac Foundation | Flossmoor | IL | 10/2011 | 07/2021 |
| Northern Illinois Food Bank | Geneva | IL | 06/2019 | 07/2021 |
| Lpl Financial Llc | Mokena | IL | 07/2021 | Present |
1-07/2021 / Kankakee Valley Symphony Orchestra / Musician / Non Investment Related / Kankakee , IL 60901 2- 07/2021 / DBA for LPL Business (entity for LPL business) / WRI Investments / Investment Related / MOKENA, Illinois 3- 07/2021 / Associates of Clifton Park / Non-Variable Insurance / Investment Related / Clifton Park, NY 12065
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-22 |
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