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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

300 Beardsley Ln Ste A104, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cri Securities, Llc St Paul MN 10/2015 10/2021
Minnesota Life Ins Co St Paul MN 10/2015 08/2023
North Star Consultants Austin TX 10/2015 Present
Securian Financial Services, Inc St Paul MN 10/2015 08/2023
Cetera Wealth Services, Llc Austin TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2015 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 10/2015 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 10/2015 → Present
    North Star Consultants
    Austin, TX
  • 10/2015 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Austin, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-02-18 → 2023-08-10
    Securian Financial Services, Inc.
    Austin, TX
    St. Paul, MN
  • 2016-02-18 → 2021-10-25
    Cri Securities, Llc
    Austin, TX
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) STOP ALZHEIMER'S NOW POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: , Austin TX , United States DESCRIPTION: Member 3) TWIN OAK INSURANCE SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2018 ADDRESS: , Austin TX , United States DESCRIPTION: Agent/Broker 4) BREAKFAST CLUB POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 804 W Mary St., Austin TX 78704, United States DESCRIPTION: cycling group in Austin that puts on rides and events 5) NAME OF OTHER BUSINESS: WELLBE, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATION; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: EDUCATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FINANCIAL EDUCATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-11
  • S66 Uniform Combined State Law Examination
    2016-02-11

View on SEC IAPD

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