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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cri Securities, Llc | St Paul | MN | 10/2015 | 10/2021 |
| Minnesota Life Ins Co | St Paul | MN | 10/2015 | 08/2023 |
| North Star Consultants | Austin | TX | 10/2015 | Present |
| Securian Financial Services, Inc | St Paul | MN | 10/2015 | 08/2023 |
| Cetera Wealth Services, Llc | Austin | TX | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) STOP ALZHEIMER'S NOW POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: , Austin TX , United States DESCRIPTION: Member 3) TWIN OAK INSURANCE SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2018 ADDRESS: , Austin TX , United States DESCRIPTION: Agent/Broker 4) BREAKFAST CLUB POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 804 W Mary St., Austin TX 78704, United States DESCRIPTION: cycling group in Austin that puts on rides and events 5) NAME OF OTHER BUSINESS: WELLBE, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATION; START DATE: 05/2026; POSITION/TITLE/RELATIONSHIP: EDUCATOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FINANCIAL EDUCATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-11 |
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