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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-07 |
| OK | RA | APPROVED | 2015-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 05/2015 | Present |
| Bank Of America, N.A. | Oklahoma City | OK | 08/2015 | Present |
I*941284, Name of OBA: Rental Property 1 Address: Oklahoma City, OK Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 7/1/2021 No Hours: 0 Yearly No Hours during trading: 0 Duties: I*1481260 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Oklahoma City, Oklahoma, 73107, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 9/15/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-26 |
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