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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-17 |
| TX | RA | APPROVED | 2015-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 05/2015 | Present |
| Bank Of America, N.A. | Tucson | AZ | 11/2015 | Present |
I*95865 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOYS AND GIRLS CLUB OF TUCSON INVESTMENT RELATED: N ADDRESS OF BUSINESS: TUCSON, ARIZONA 85716 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 8/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PURPOSE OF THE BOYS & GIRLS CLUBS OF TUCSON IS TO PROVIDE BUILDING-CENTERED PROGRAMS, PROFESSIONAL STAFF, AND A SAFE ENVIRONMENT TO ASSIST YOUTH IN DEVELOPING SELF-ESTEEM, VALUES, AND SKILLS. I WILL BE JOINING AS A BOARD MEMBER. I*778295 For profit or not for profit: Name of outside business organization: El Rio Foundation, Inc. Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Board Membership. Help to provide organizational direction, be and advocate for organizations mission, volunteer time at community, social, and fundraising events. I*1099259 For profit or not for profit: Name of outside business organization: American Heart Association, Inc. Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Member of the "Executive's with Heart" Committee. Responsible for raising funds and awareness for the American Heart Association Heart Walk.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-14 |
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