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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-17
TX RA APPROVED 2015-10-05
  • CA RA
    APPROVED
    Since 2023-08-17
  • TX RA
    APPROVED
    Since 2015-10-05

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 05/2015 Present
Bank Of America, N.A. Tucson AZ 11/2015 Present
Other Businesses

I*95865 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BOYS AND GIRLS CLUB OF TUCSON INVESTMENT RELATED: N ADDRESS OF BUSINESS: TUCSON, ARIZONA 85716 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 8/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PURPOSE OF THE BOYS & GIRLS CLUBS OF TUCSON IS TO PROVIDE BUILDING-CENTERED PROGRAMS, PROFESSIONAL STAFF, AND A SAFE ENVIRONMENT TO ASSIST YOUTH IN DEVELOPING SELF-ESTEEM, VALUES, AND SKILLS. I WILL BE JOINING AS A BOARD MEMBER. I*778295 For profit or not for profit: Name of outside business organization: El Rio Foundation, Inc. Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Board Membership. Help to provide organizational direction, be and advocate for organizations mission, volunteer time at community, social, and fundraising events. I*1099259 For profit or not for profit: Name of outside business organization: American Heart Association, Inc. Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Member of the "Executive's with Heart" Committee. Responsible for raising funds and awareness for the American Heart Association Heart Walk.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-14
  • S66 Uniform Combined State Law Examination
    2015-08-14
Other Names
  • Bobby John Bakos
  • Robert J Bakos

View on SEC IAPD

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