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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Fargo | ND | 06/2015 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Fargo | ND | 09/2015 | 07/2021 |
| Single Family House Rental | Valley City | ND | 05/2008 | 07/2021 |
| Stewardship Llc | Fargo | ND | 06/2019 | 07/2021 |
| Lpl Financial Llc | Fargo | ND | 07/2021 | Present |
1) 2008 - Real Estate Rental / Single Family House Rental / Investment Related / 0Hrs/Mo / 207 7th St. NE, Valley City, ND 58072 2) 07/2021 - Non-Variable Insurance / James Zinke / Investment Related / 0Hrs/Mo / Fargo, ND 3) 06/2021 - DBA for LPL Business (entity for LPL business) / Pathfinder Financial / Investment Related / Fargo, ND 4) 2019 - Business Entity For Tax/Investment Purposes Only / Stewardship LLC / Not Investment Related / 0Hrs/Mo / Fargo, ND 58102
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-21 |
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