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8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-10-07 |
Branch Locations
8315 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Little Rock | AR | 05/2015 | 02/2018 |
| Stephens Inc | Little Rock | AR | 02/2018 | 08/2019 |
| Legacy Capital Wealth Partners, Llc | Little Rock | AR | 09/2019 | Present |
FIRST SERVICE BANK; NON-INVESTMENT RELATED; 136 S BROADVIEW, GREENBRIER AR 72058; REGIONAL BANK / LOAN AND DEPOSIT INSTITUTION; REGIONAL BOARD MEMBER; 8/16/2023; 1 HOUR PER QUARTER; ASSIST IN GROWING THE AWARENESS OF THE LITTLE ROCK BRANCH WITHIN THE COMMUNITY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-13 |
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