Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-11
TX RA APPROVED_RES 2022-03-14
NY RA APPROVED 2022-03-02
  • NJ RA
    APPROVED
    Since 2026-03-11
  • TX RA
    APPROVED_RES
    Since 2022-03-14
  • NY RA
    APPROVED
    Since 2022-03-02

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2016 02/2020
Hightower Advisors Llc New York NY 02/2020 02/2022
Hightower Securities Llc New York NY 02/2020 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated West New York NJ 02/2022 Present
Bank Of America, N.A. West New York NJ 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-25
  • S66 Uniform Combined State Law Examination
    2017-02-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Princeton, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor