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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-31 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
226 Crocker Park Blvd Ste 200, Westlake, OH 44145 • United States
950 Main Ave Ste 300, Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 05/2015 | 10/2016 |
| Bank Of America, N.A. | Cleveland | OH | 12/2015 | 10/2016 |
| Pnc Investments | Cleveland | OH | 10/2016 | 10/2018 |
| Pnc Investments | Cleveland | OH | 10/2018 | 05/2019 |
| Pnc Investments | Cleveland | OH | 05/2019 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Cleveland | OH | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-03 |
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