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Employer firm

Larson Financial Group, LLC CRD 140599

$5.48B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Larson Financial Group, Llc

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-31
TX RA APPROVED 2021-08-19
MO RA APPROVED 2020-12-07
  • CT RA
    APPROVED
    Since 2023-08-31
  • TX RA
    APPROVED
    Since 2021-08-19
  • MO RA
    APPROVED
    Since 2020-12-07

Branch Locations

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company St. Louis MO 06/2015 04/2019
Northwestern Mutual Investment Services Llc Chesterfield MO 08/2016 04/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 04/2019
Commerce Brokerage Services, Inc St. Louis MO 05/2019 10/2020
Larson Financial Securities, Llc St. Louis MO 11/2020 Present
Larson Financial Group, Llc Chesterfield MO 11/2020 Present
  • 06/2015 → 04/2019
    Northwestern Mutual Life Insurance Company
    St. Louis, MO
  • 08/2016 → 04/2019
    Northwestern Mutual Investment Services Llc
    Chesterfield, MO
  • 09/2017 → 04/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2019 → 10/2020
    Commerce Brokerage Services, Inc
    St. Louis, MO
  • 11/2020 → Present
    Larson Financial Securities, Llc
    St. Louis, MO
  • 11/2020 → Present
    Chesterfield, MO
Previous Registrations
  • 2019-10-22 → 2020-10-21
    Commerce Brokerage Services, Inc.
    Clayton, MO
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-03
S63 Uniform Securities Agent State Law Examination 2017-06-30
  • S65 Uniform Investment Adviser Law Examination
    2019-10-03
  • S63 Uniform Securities Agent State Law Examination
    2017-06-30
Other Names
  • Dylan Thomas Donovan

View on SEC IAPD

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