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7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-08-01 |
Branch Locations
7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | North Haven | CT | 05/2015 | 11/2018 |
| Massmutual Life Insurance Company | Tarrytown | NY | 12/2018 | 08/2025 |
| Mml Investors Services, Llc | Tarrytown | NY | 12/2018 | 08/2025 |
| Fortis Capital Advisors Llc | Praire Village | KS | 08/2025 | Present |
1) Independent Insurance Agent, Investment-related; residential address on file, Fixed Insurance Sales, Insurance Broker, Start: 6/6/2024, 10 Hours per month, 0 During Trading hours, Selling fixed Insurance Products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-08 |
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