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Darren Allen Goehner

D.A. Davidson & Co.

Wenatchee, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-05
WA RA APPROVED 2009-11-06
  • TX RA
    APPROVED_RES
    Since 2020-08-05
  • WA RA
    APPROVED
    Since 2009-11-06

Branch Locations

151 South Worthen Street Suite 201, Wenatchee, WA 98801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Wenatchee WA 11/2009 12/2021
D.A. Davidson & Co. Wenatchee WA 12/2021 Present
Previous Registrations
Other Businesses

NCW COMMUNITY TOY DRIVE; NON-INVESTMENT RELATED; WENATCHEE, WA; NON-PROFIT; SECRETARY; START 4/13/21; 2 HR/MO; 8 HR/YR DEVOTED DURING SECURITIES TRADING HOURS; I RECORD MINUTES OF THE MEETINGS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-06
S63 Uniform Securities Agent State Law Examination 2004-12-01
  • S65 Uniform Investment Adviser Law Examination
    2005-01-06
  • S63 Uniform Securities Agent State Law Examination
    2004-12-01

View on SEC IAPD

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