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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-09-29 |
| TX | RA | APPROVED | 2020-09-25 |
Branch Locations
4922 East Bell Road, Scottsdale, AZ 85254 • United States
8737 East Pinnacle Peak Road, Scottsdale, AZ 85255 • United States
1800 E Florida Ave, Floor 02, Hemet , CA 92544 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Missoula | MT | 04/2017 | 05/2018 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2019 | 07/2020 |
| Weidner Property Management | Phoenix | AZ | 06/2018 | 11/2018 |
| Herberger's | Missoula | MT | 08/2016 | 12/2016 |
| University Of Montana | Missoula | MT | 08/2016 | 05/2018 |
| Inspire Day Spa | Scottsdale | AZ | 11/2018 | 05/2019 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2019 | 07/2020 |
| Jp Morgan Chase Bank, N.A. | Phoenix | AZ | 08/2020 | Present |
| J.P. Morgan Securities, Llc | Phoenix | AZ | 08/2020 | Present |
| University Of Montana | Missoula | MT | 01/2017 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-14 |
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