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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-05
CA RA APPROVED 2011-08-25
  • TX RA
    APPROVED_RES
    Since 2020-06-05
  • CA RA
    APPROVED
    Since 2011-08-25

Branch Locations

426 Sutton Way Suite 110, Grass Valley, CA 95945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Grass Valley CA 04/2011 Present
Raymond James Financial Services Advisors Inc. Grass Valley CA 08/2011 Present
Owens Capital Asset Management Grass Valley CA 06/2014 07/2020
Sierra Foothill Asset Management, Inc Grass Valley CA 06/2020 Present
Owens Estate & Wealth Strategies Group Grass Valley CA 06/2020 Present
  • 04/2011 → Present
    Raymond James Financial Services
    Grass Valley, CA
  • 08/2011 → Present
    Grass Valley, CA
  • 06/2014 → 07/2020
    Owens Capital Asset Management
    Grass Valley, CA
  • 06/2020 → Present
    Sierra Foothill Asset Management, Inc
    Grass Valley, CA
  • 06/2020 → Present
    Owens Estate & Wealth Strategies Group
    Grass Valley, CA
Other Businesses

(1)Name of Business: Owens Estate and Wealth Strategies Group Address: 426 Sutton Way Ste 110, Grass Valley, CA, 95945-5300, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager, Financial Advisor (2)Name of Business: Sierra Foothill Asset Management, Inc Address: 426 Sutton Way Ste 110, Grass Valley, CA, 95945-5300, United States Activity Type: Rental Real Estate Position/Title: Officer - CEO Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Manager for Branch 8NB (3)Name of Business: Sierra Foothill Asset Management, Inc Address: 426 Sutton Way Ste 110, Grass Valley, CA, 95945, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: CEO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-12
  • S66 Uniform Combined State Law Examination
    2011-08-12
Other Names
  • Sonia Nicole Podbreger

View on SEC IAPD

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