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Allworth Financial, L.p. CRD 111167
$33.6B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-07 |
Branch Locations
11240 N Tatum Blvd Suite 110, Phoenix, AZ 85028 • United States
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2016 | 01/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2017 | 01/2021 |
| Brent Sayler | Scottsdale | AZ | 01/2021 | 09/2024 |
| Allworth Financial | Phoenix | AZ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-03-01 |
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