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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-29
FL RA APPROVED 2015-09-03
  • TX RA
    APPROVED
    Since 2017-03-29
  • FL RA
    APPROVED
    Since 2015-09-03

Branch Locations

13515 Bell Tower Dr Ste 100 [Ft-Rbo], Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Myers FL 04/2015 11/2016
Wells Fargo Bank, N.A Fort Myers FL 09/2010 Present
Wells Fargo Clearing Services, Llc Fort Myers FL 11/2016 Present
  • 04/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Fort Myers, FL
  • 09/2010 → Present
    Wells Fargo Bank, N.A
    Fort Myers, FL
  • 11/2016 → Present
    Fort Myers, FL
Other Businesses

RENTAL PROPERTY, INV RELATED, FORT MYERS, FL, 100% OWNERSHIP WITH SPOUSE, START 9/30/2011, .15 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.; DREW PROPERTIES LLC, INV RELATED, FORT MYERS, FL, 100% OWNERSHIP, START 10/9/2020, .25 HOURS PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY.; DREWTHER PROPERTIES LLC; INV. RELATED; SANIBEL, FL; 50% OWNERSHIP WITH SPOUSE; START DATE 12/1/2022; 3 HRS PER MOTNH; 0 HRS DURING TRADING; DUTIES: OWN RENTAL PROPERTY;.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-02
  • S66 Uniform Combined State Law Examination
    2015-09-02
Other Names
  • Stephanie Drew

View on SEC IAPD

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