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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2018-12-14
  • OK RA
    APPROVED
    Since 2018-12-14

Branch Locations

14501 E. 89Th St. N., Owasso, OK 74055 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Claremore OK 08/2018 09/2018
Cerner Kansas City MO 08/2017 08/2018
Justus-Tiawah Schools Claremore OK 05/2017 08/2017
Papa John's Searcy AR 01/2017 05/2017
Unemployed Searcy AR 08/2016 01/2017
Gwn Securities, Inc. Palm Beach Gardens FL 09/2018 Present
  • 08/2018 → 09/2018
    Unemployed
    Claremore, OK
  • 08/2017 → 08/2018
    Cerner
    Kansas City, MO
  • 05/2017 → 08/2017
    Justus-Tiawah Schools
    Claremore, OK
  • 01/2017 → 05/2017
    Papa John's
    Searcy, AR
  • 08/2016 → 01/2017
    Unemployed
    Searcy, AR
  • 09/2018 → Present
    Palm Beach Gardens, FL
Other Businesses

LUKE A. DALTON, LLC. INVESTMENT RELATED: NATURE: DIRECT SALES OF INSURANCE PRODUCTS; POSITION: AGENT; 5 HOURS PER MONTH AND 5 DURING SECURITIES TRADING HOURS; START DATE: 01/02/2019 ADDRESS: 20122 Carefree Dr., Claremore OK 74019, United States; COMPENSATION TYPE: COMMISSTIONS; DESCRIPTION: I AM LIFE INSURANCE AGENT, HAVE BEEN FOR APPROX. 7 YEARS.. FOCUS FINANCIAL, Is Investment Related, DBA, Financial Professional 10/26/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. FOCUS REAL ESTATE, LLC Is Not Investment Related, Business Real Property, Partner, 2021-03-01, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, This is the LLC formed to own and manage our business property. HOPE HARBOR Is Not Investment Related, Non-Profit Children's Home, Board Member, 2023-10-18, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "I have been asked to join the Foundation Board of Hope Harbor, a non-profit children's home that I have volunteered for in the past. The board's function is to create a layer of supervision between the children's home and its general fund and scholarship fund." KIBO GROUP Is Not Investment Related, "PO Box 145, , Searcy, AR, 72145, United States", Nonprofit, Board of Trustees Member, 11/10/2025, 2 hours per month, 0 hours per month during trading hours, No Compensation Compensation DESCRIPTION: Being voted in next weekend - non-compensated role as board of trustees member for an international nonprofit. Duties involve guidance and oversight of program initiatives and an annual meeting.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Designations

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