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Samantha Rotter

Edward Jones

St. Louis, MO

Ooltewah, TN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-05-22
TX RA APPROVED_RES 2019-02-19
MO RA APPROVED 2019-02-13
  • TN RA
    APPROVED
    Since 2023-05-22
  • TX RA
    APPROVED_RES
    Since 2019-02-19
  • MO RA
    APPROVED
    Since 2019-02-13

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Ooltewah, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Navy Federal Brokerage Services, Llc Bremerton WA 05/2015 10/2016
Navy Federal Brokerage Services, Llc Silverdale WA 10/2016 06/2017
Edward Jones St.LOuis MO 02/2019 Present
Unemployed Vicksburg MS 07/2017 02/2019
  • 05/2015 → 10/2016
    Navy Federal Brokerage Services, Llc
    Bremerton, WA
  • 10/2016 → 06/2017
    Navy Federal Brokerage Services, Llc
    Silverdale, WA
  • 02/2019 → Present
    Edward Jones
    St.LOuis, MO
  • 07/2017 → 02/2019
    Unemployed
    Vicksburg, MS
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-17
S63 Uniform Securities Agent State Law Examination 2015-08-25
  • S65 Uniform Investment Adviser Law Examination
    2017-01-17
  • S63 Uniform Securities Agent State Law Examination
    2015-08-25
Other Names
  • Samantha A Rotter

View on SEC IAPD

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